Form 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 13, 2014

 

 

Universal Stainless & Alloy Products, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-25032   25-1724540

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

600 Mayer Street, Bridgeville, Pennsylvania   15017
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code: (412) 257-7600

 

 

Check the appropriate box below if the Form 8–K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a–12 under the Exchange Act (17 CFR 240.14a–12)

 

¨ Pre–commencement communications pursuant to Rule 14d–2(b) under the Exchange Act (17 CFR 240.14d–2(b))

 

¨ Pre–commencement communications pursuant to Rule 13e–4(c) under the Exchange Act (17 CFR 240.13e–4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 13, 2014, Universal Stainless & Alloy Products, Inc. (the “Company”) held its annual meeting of stockholders. Below are the voting results for each matter submitted for a vote of the Company’s stockholders at the annual meeting:

 

  1. Election of Directors:

 

NAME

   FOR      WITHHELD      BROKER
NON-VOTES
 

Dennis M. Oates

     5,510,306         617,982         455,119   

Christopher L. Ayers

     6,058,997         69,291         455,119   

Douglas M. Dunn

     5,506,958         621,330         455,119   

M. David Kornblatt

     6,061,617         66,671         455,119   

Udi Toledano

     5,638,701         489,587         455,119   

 

  2. Advisory, non-binding resolution to approve the compensation of the Company’s named executive officers:

 

FOR

  

AGAINST

  

ABSTESTIONS

  

BROKER

NON-VOTES

6,114,938

   11,687    1,663    455,119

 

  3. Ratification of the appointment of Schneider Downs & Co., Inc. as the Company’s independent registered public accountants for 2014:

 

FOR

  

AGAINST

  

ABSTESTIONS

5,998,522

   583,182    1,703


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
By:  

/s/ Paul A. McGrath

  Vice President of Administration,
  General Counsel and Secretary

Dated: May 15, 2014