Form 8-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 16, 2012

 

 

Universal Stainless & Alloy Products, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   000-25032   25-1724540

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

600 Mayer Street, Bridgeville, Pennsylvania   15017
(Address of principal executive offices)   (Zip code)

Registrant’s telephone number, including area code: (412) 257-7600

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

On May 16, 2012, Universal Stainless & Alloy Products, Inc. (the “Company”) held its annual meeting of stockholders. Below are the voting results for each matter submitted for a vote of the Company’s stockholders at the annual meeting:

 

  1. Election of Directors:

 

NAME

   FOR      WITHHELD      BROKER
NON-VOTES
 

Dennis M. Oates

     5,830,968         350,727         296,911   

Christopher L. Ayers

     5,568,114         613,581         296,911   

Douglas M. Dunn

     5,774,604         407,091         296,911   

M. David Kornblatt

     5,973,864         207,831         296,911   

Udi Toledano

     5,774,821         406,874         296,911   

 

  2. Advisory, non-binding resolution to approve the compensation of the Company’s named executive officers:

 

FOR

   AGAINST    ABSTESTIONS    BROKER
NON-VOTES
5,993,376    186,615    1,704    296,911

 

  3. Approval to amend the Company’s Restated Certificate of Incorporation to increase the authorized number of shares of the Company’s common stock from 10,000,000 to 30,000,000.

 

FOR

   AGAINST    ABSTESTIONS    BROKER
NON-VOTES
2,641,759    3,538,196    1,740    296,911

 

  4. Approval of the Company’s Omnibus Incentive Plan.

 

FOR

   AGAINST    ABSTESTIONS    BROKER
NON-VOTES
4,427,679    1,737,272    16,744    296,911

 

  5. Approval to amend the Company’s existing Employee Stock Purchase Plan to increase the number of shares reserved for issuance under the plan by 50,000 shares.

 

FOR

   AGAINST    ABSTESTIONS    BROKER
NON-VOTES
6,061,127    118,584    1,984    296,911

 

  6. Ratification of the appointment of Schneider Downs & Co., Inc. as the Company’s independent registered public accountants for 2012:

 

FOR

   AGAINST    ABSTESTIONS
6,193,620    270,005    14,981


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
By:  

/s/ Paul A. McGrath

  Vice President of Administration,
  General Counsel and Secretary

Dated: May 22, 2012