usap20240514_8k.htm
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): May 8, 2024
 
Universal Stainless & Alloy Products, Inc.
 

 
(Exact name of registrant as specified in its charter)
 
  Delaware   001-39467   25-1724540  
 
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
                                                         
  600 Mayer Street, Bridgeville, Pennsylvania   15017  
  (Address of principal executive offices)   (Zip code)  
 
Registrant's telephone number, including area code: (412) 257-7600
 
Check the appropriate box below if the Form 8−K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a−12 under the Exchange Act (17 CFR 240.14a−12)
Pre−commencement communications pursuant to Rule 14d−2(b) under the Exchange Act (17 CFR 240.14d−2(b))
Pre−commencement communications pursuant to Rule 13e−4(c) under the Exchange Act (17 CFR 240.13e−4(c))
 
Securities registered pursuant to Section 12(b) of the Exchange Act:
 
Title of Each Class
 
Trading
Symbol
 
Name of Each Exchange
on Which Registered
Common Stock, par value $0.001 per share
 
USAP
 
The Nasdaq Stock Market, LLC
Preferred Stock Purchase Rights
     
The Nasdaq Stock Market, LLC
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 

 
Item 5.07         Submission of Matters to a Vote of Security Holders
 
On May 8, 2024, Universal Stainless & Alloy Products, Inc. (the “Company”) held its 2024 Annual Meeting of Stockholders (the “Annual Meeting”). Below are the voting results for each matter submitted for a vote of the Company’s stockholders at the Annual Meeting:
 
1.         Election of Directors:
 
NAME
 
FOR
   
WITHHELD
   
BROKER
NON-VOTES
 
Dennis M. Oates
    4,724,234       642,155       2,086,863  
Christopher L. Ayers
    5,113,517       252,872       2,086,863  
Judith L. Bacchus
    5,170,653       195,736       2,086,863  
M. David Kornblatt
    4,654,831       711,558       2,086,863  
Udi Toledano
    4,381,076       985,313       2,086,863  
Christopher M. Zimmer
    5,193,962       172,427       2,086,863  
 
 
2.         Advisory, non-binding resolution to approve the compensation of the Company’s named executive officers:
 
FOR
   
AGAINST
   
ABSTENTIONS
   
BROKER
NON-VOTES
 
5,283,278       73,410       9,701       2,086,863  
 
 
3.         Ratification of the appointment of EisnerAmper LLP as the Company’s independent registered public accountants for 2024:
 
FOR
   
AGAINST
   
ABSTENTIONS
 
7,419,420       31,934       1,898  
 
 

 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.  
       
       
  By: /s/ John J. Arminas  
    John J. Arminas  
    Vice President, General Counsel and Secretary  
 
 
Dated: May 14, 2024